SIE Exam Prep 2025-2026: Complete Review + 510 Questions and Detailed Answer Explanations for the FINRA Securities Industry Essentials Exam (6 Full-length Exams)

**The paperback version includes a code for downloading the 12-hour audiobook and 500 Flash Cards, at no extra charge** Imagine if you could get all of the practice you need from just one study guide and achieve a high score on the FINRA SIE Exam. By combining review material and practice questions, this SIE Study Guide ensures that you will be fully prepared for the exam. While other guides only provide a short review, this guide includes a complete review along with 510 questions and detailed answer explanations. There are 6 full-length exams included. About Newstone Test Prep (Est. 2018) Newstone Test Prep provides students with updated test questions so that they are well prepared before taking the exam. We take pride in our guides because they combine both review material and test questions. At Newstone Test Prep, we do not just compile test questions; we compile the same number of questions as the real exams, in the same format. This has been a great help for past students because they were able to simulate the real exam while studying. Hundreds of thousands of students have scored higher on their exams after using our study guides. Table of Contents Introduction Chapter 1: What Is Regulation? Chapter 2: Market Participants and Market Structure Chapter 3: Economic Factors Chapter 4: Types of Offering Chapter 5: Equity Securities Chapter 6: An Introduction to Debt Instruments Chapter 7: Types of Debt Instruments Chapter 8: Packaged Products Chapter 9: Variable Contracts and Municipal Fund Securities Chapter 10: Alternative Investments Chapter 11: Understanding Option Fundamentals Chapter 12: Investment Returns Chapter 13: Investment Returns Chapter 14: Orders and Trading Strategies Chapter 15: Settlement and Corporate Actions Chapter 16: Customer Accounts Chapter 17: Compliance Considerations Chapter 18: Prohibited Activities Chapter 19: SRO Requirements for Associated Persons Chapter 20: Employee Conduct and Reportable Events Tests 1-6: Questions Tests 1-6: Answers and Explanations